Personnel SFC Licences and HKMA Registrations (ID 2522469)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Advising on securities	2025-06-16	-
	Rep	Dealing in securities	2025-06-16	-
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2021-04-19	2025-05-26
	Rep	Advising on securities	2021-04-09	2025-05-26
	Rep	Asset management	2021-04-09	2025-05-26
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2018-04-19	2020-11-30
	Rep	Asset management	2018-04-19	2020-11-30
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2016-01-05	2018-04-06
	Rep	Asset management	2016-01-05	2018-04-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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