| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Strait Capital Management (HK) Limited | RO | Dealing in securities | 2018-03-13 | - |
| RO | Advising on securities | 2016-03-14 | - | |
| RO | Asset management | 2016-03-14 | - | |
| Rep | Advising on securities | 2016-01-06 | 2016-03-14 | |
| Rep | Asset management | 2016-01-06 | 2016-03-14 |
No HKMA registrations in the collected records.