| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2025-10-13 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2025-10-13 | - |
| Goldhorse Securities Limited | Rep | Advising on securities | 2022-09-19 | 2025-07-18 |
| Rep | Dealing in securities | 2022-09-19 | 2025-07-18 | |
| Gentleman Capital Limited | Rep | Asset management | 2022-03-22 | 2022-08-15 |
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-09-20 | 2022-02-10 |
| RO | Advising on futures contracts | 2021-07-22 | 2022-02-10 | |
| RO | Dealing in futures contracts | 2021-07-22 | 2022-02-10 | |
| Rep | Advising on futures contracts | 2021-03-09 | 2021-07-22 | |
| Rep | Dealing in futures contracts | 2021-02-18 | 2021-07-22 | |
| ADMIS Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2016-01-11 | 2019-04-30 |
| Rep | Dealing in futures contracts | 2016-01-11 | 2021-01-08 |
No HKMA registrations in the collected records.