Personnel Hong Kong SFC License Details (ID 2524949)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2023-10-09	2023-10-14
	Rep	Dealing in securities	2019-10-21	2019-10-25
	Rep	Dealing in securities	2019-06-03	2019-06-05
	Rep	Dealing in securities	2018-11-08	2018-11-13
	Rep	Dealing in securities	2018-08-16	2018-08-24
	Rep	Dealing in securities	2018-02-05	2018-02-09
	Rep	Dealing in securities	2017-09-11	2017-09-15
	Rep	Dealing in securities	2016-11-03	2016-11-22
	Rep	Dealing in securities	2016-01-11	2016-01-15