Personnel Hong Kong SFC License Details (ID 2527367)

Personnel Hong Kong SFC License Details (ID 2527367)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2022-04-11	-
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Asset management	2018-09-26	2022-03-25
	Rep	Dealing in securities	2018-08-23	2022-03-25
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	2018-06-29
	Rep	Dealing in securities	2016-10-11	2018-06-29
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2016-01-15	2018-06-29
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2016-01-15	2016-10-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2016-01-15	2016-10-10