Liu, Xiaoquan 劉曉全 SFC Licences and HKMA Registrations (ID 2527370)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2025-10-28	-
	Rep	Asset management	2025-10-28	-
	Rep	Dealing in securities	2025-10-28	-
	RO	Advising on securities	2021-10-19	2022-09-13
	RO	Asset management	2021-10-19	2022-09-13
	RO	Dealing in securities	2021-10-19	2022-09-13
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2018-05-24	2021-05-21
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-10-04	2017-08-20
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2016-01-15	2017-08-20
	Rep	Dealing in securities	2016-01-15	2017-08-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.