Personnel SFC Licences and HKMA Registrations (ID 2528070)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI CAPITAL ASIA LIMITED	Rep	Advising on securities	2024-01-02	-
	Rep	Dealing in securities	2024-01-02	-
KGI ASIA LIMITED	RO	Dealing in securities	2023-06-02	-
KGI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2023-06-02	-
KGI Asset Management Limited	Rep	Asset management	2018-08-21	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2023-06-02
	Rep	Dealing in securities	2016-01-18	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-01-18	2023-06-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.