| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2025-03-14 | - |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2016-01-18 | 2016-10-01 |
| Rep | Advising on securities | 2016-01-18 | 2016-10-01 | |
| Rep | Dealing in futures contracts | 2016-01-18 | 2016-10-01 | |
| Rep | Dealing in securities | 2016-01-18 | 2016-10-01 |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 法 國 興 業 銀 行 | Dealing in securities | Non-EO | TRADER | 2025-02-22 | — | Current |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Dealing in securities | Non-EO | — | 2015-12-21 | 2024-11-13 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on securities | Non-EO | — | 2015-12-21 | 2024-11-13 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on corporate finance | Non-EO | — | 2015-12-21 | 2016-09-30 | Former |