| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-01-07 | 2022-06-30 |
| CMB International Global Markets Limited | Rep | Dealing in securities | 2021-10-26 | 2022-06-30 |
| CMB International Securities Limited | Rep | Advising on securities | 2021-10-26 | 2022-06-30 |
| Rep | Dealing in securities | 2021-10-26 | 2022-06-30 |
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2020-10-20 | 2021-03-22 |
| Luk Fook Capital (HK) Limited | Rep | Advising on corporate finance | 2020-01-20 | 2021-03-22 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-01-21 | 2021-03-22 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-01-21 | 2021-03-22 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-05-07 | 2018-12-21 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-05-12 | 2018-12-21 |
| KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2016-11-21 | 2017-02-19 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2016-11-10 | 2017-02-19 |
| Rep | Dealing in securities | 2016-11-10 | 2017-02-19 |
| KGI CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2016-01-19 | 2017-02-19 |