Personnel Hong Kong SFC License Details (ID 2528622)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-11-02	2018-11-09
	Rep	Dealing in securities	2018-11-02	2018-11-09
	Rep	Dealing in futures contracts	2018-07-27	2018-08-02
	Rep	Dealing in securities	2018-07-27	2018-08-02
	Rep	Dealing in futures contracts	2016-01-19	2017-03-01
	Rep	Dealing in securities	2016-01-19	2017-03-01