Li, Boqian (SFC:BGW430) 李博謙

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-07-15	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2024-07-15	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2016-01-20	2021-06-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-07-15	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2024-07-15	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2016-01-20	2021-06-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.