Personnel Hong Kong SFC License Details (ID 2530447)

Personnel Hong Kong SFC License Details (ID 2530447)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2018-10-24	2020-07-30
	Rep	Advising on securities	2018-10-24	2020-07-30
	Rep	Asset management	2018-10-24	2020-07-30
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2018-10-24	2020-07-30
	Rep	Advising on securities	2018-10-24	2020-07-30
	Rep	Asset management	2018-10-24	2020-07-30
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2018-10-24	2020-07-30
	Rep	Asset management	2018-10-24	2020-07-30
	Rep	Dealing in securities	2018-10-24	2020-07-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-01-22	2019-12-04