Personnel Hong Kong SFC License Details (ID 2530449)

Personnel Hong Kong SFC License Details (ID 2530449)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Sentier Investors (Hong Kong) Limited	Rep	Dealing in securities	2022-03-15	2025-07-07
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2021-08-20	2021-12-09
	Rep	Asset management	2021-08-20	2021-12-09
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2021-08-20	2021-12-09
	Rep	Asset management	2021-08-20	2021-12-09
	Rep	Dealing in securities	2021-07-16	2021-12-09
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2018-05-31	2021-03-22
	Rep	Dealing in securities	2018-05-31	2021-07-07
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2016-01-22	2017-07-26