Personnel Hong Kong SFC License Details (ID 2530998)

Personnel Hong Kong SFC License Details (ID 2530998)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2016-11-28	2016-11-30
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2016-11-28	2016-11-30
	Rep	Dealing in securities	2016-11-28	2016-11-30
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2016-05-05	2016-05-08
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2016-05-05	2016-05-08
	Rep	Dealing in securities	2016-05-05	2016-05-08
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2016-01-25	2016-01-29
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2016-01-25	2016-01-29
	Rep	Dealing in securities	2016-01-25	2016-01-29