Personnel Hong Kong SFC License Details (ID 2531005)

Personnel Hong Kong SFC License Details (ID 2531005)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Asset Management (Hong Kong) Co., Limited	RO	Advising on securities	2025-04-28	-
	RO	Asset management	2025-04-28	-
	Rep	Advising on securities	2023-01-04	2025-04-28
	Rep	Asset management	2023-01-04	2025-04-28
Sun Wing International Asset Management Limited	RO	Advising on securities	2019-02-01	2022-10-14
	RO	Asset management	2019-02-01	2022-10-14
New China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2016-01-25	2018-08-24
	Rep	Asset management	2016-01-25	2018-08-24