Personnel Hong Kong SFC License Details (ID 25315603)

Personnel Hong Kong SFC License Details (ID 25315603)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2023-11-21	2025-05-01
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2023-11-21	2025-05-01
CMB International Capital Limited	Rep	Advising on corporate finance	2021-07-28	2023-06-07
	Rep	Dealing in securities	2021-07-28	2023-06-07
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2020-10-06	2021-06-30
	Rep	Dealing in securities	2020-10-06	2021-06-30