Personnel SFC Licences and HKMA Registrations (ID 25315678)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2024-10-02	-
	Rep	Asset management	2024-10-02	-
	Rep	Dealing in securities	2024-10-02	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2023-10-30	2024-03-08
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2020-10-06	2023-10-15
	Rep	Advising on securities	2020-10-06	2023-10-15
	Rep	Dealing in securities	2020-10-06	2023-10-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.