Personnel SFC Licences and HKMA Registrations (ID 25315743)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TSE'S SECURITIES LIMITED	RO	Asset management	2026-07-23	-
	RO	Advising on securities	2026-07-06	-
	RO	Dealing in securities	2026-07-06	-
	Rep	Advising on securities	2026-07-02	2026-07-06
	Rep	Dealing in securities	2026-07-02	2026-07-06
	Rep	Asset management	2026-07-02	2026-07-23
GEO Securities Limited	RO	Advising on securities	2026-01-20	2026-06-10
	RO	Dealing in securities	2026-01-20	2026-06-10
	Rep	Asset management	2021-02-03	2026-06-10
	Rep	Advising on securities	2020-10-12	2026-01-20
	Rep	Dealing in securities	2020-10-12	2026-01-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.