Personnel SFC Licences and HKMA Registrations (ID 25316053)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Securities Limited	RO	Dealing in securities	2026-02-09	-
Yunfeng Asset Management Limited	RO	Advising on securities	2025-05-16	-
	RO	Asset management	2025-05-16	-
Yunfeng Financial Markets Limited	RO	Asset management	2025-05-16	-
	RO	Advising on securities	2024-07-12	-
	RO	Dealing in securities	2024-07-12	-
	Rep	Advising on corporate finance	2021-12-29	2023-10-16
	Rep	Dealing in securities	2020-10-05	2024-07-12
Yunfeng Securities Limited	Rep	Dealing in securities	2020-10-05	2026-02-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.