Personnel Hong Kong SFC License Details (ID 2532105)

Personnel Hong Kong SFC License Details (ID 2532105)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2025-09-22	2026-02-03
CMB International Securities Limited	Rep	Advising on securities	2025-09-22	2026-02-03
	Rep	Dealing in securities	2025-09-22	2026-02-03
Zircon Securities (HK) Limited	Rep	Advising on securities	2021-10-18	2024-04-05
	Rep	Asset management	2021-10-18	2024-04-05
	Rep	Dealing in securities	2021-10-07	2024-04-05
FTFT International Securities and Futures Limited	Rep	Dealing in securities	2020-10-08	2021-04-23
FUZE SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2018-09-28	2020-07-27
Yuanta Securities (Hong Kong) Company Limited	Rep	Asset management	2018-07-10	2018-08-23
	Rep	Dealing in securities	2018-07-10	2018-08-23
	Rep	Dealing in futures contracts	2018-06-12	2018-08-23
STRAITS FINANCIAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-07-20	2018-05-15
BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2016-01-27	2017-07-01
	Rep	Dealing in futures contracts	2016-01-27	2017-07-01
	Rep	Dealing in securities	2016-01-27	2017-07-01