Personnel Hong Kong SFC License Details (ID 2532107)

Personnel Hong Kong SFC License Details (ID 2532107)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2022-05-17	2022-10-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in futures contracts	2020-04-09	2022-10-31
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2020-04-09	2022-10-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2019-07-16	2022-10-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2018-07-09	2022-10-31
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2017-09-18	2018-06-20
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2016-11-22	2017-08-19
	Rep	Dealing in securities	2016-01-27	2017-08-19