| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| OPTIVER TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-09-04 | - |
| Rep | Dealing in securities | 2023-09-04 | - | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-02-17 | 2023-07-26 |
| Rep | Dealing in securities | 2020-02-17 | 2023-07-26 | |
| SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-12-04 | 2020-01-15 |
| Rep | Asset management | 2019-12-04 | 2020-01-15 | |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-12-04 | 2020-01-15 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-07-20 | 2019-06-28 |
| Rep | Asset management | 2018-07-20 | 2019-06-28 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2018-07-20 | 2019-06-28 |
| CSOP Asset Management Limited | Rep | Advising on securities | 2016-01-27 | 2018-06-28 |
| Rep | Asset management | 2016-01-27 | 2018-06-28 | |
| Rep | Dealing in securities | 2016-01-27 | 2018-06-28 |
No HKMA registrations in the collected records.