Personnel Hong Kong SFC License Details (ID 2532115)

Personnel Hong Kong SFC License Details (ID 2532115)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2026-08-28	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-08-28	-
	Rep	Dealing in securities	2026-08-28	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-05-14	2022-03-23
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2018-05-14	2022-03-23
	Rep	Dealing in futures contracts	2018-05-14	2022-03-23
	Rep	Dealing in securities	2018-05-14	2022-03-23
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-01-27	2017-06-08
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2016-01-27	2017-06-08
	Rep	Dealing in futures contracts	2016-01-27	2017-06-08
	Rep	Dealing in securities	2016-01-27	2017-06-08