Chak, Kwai Ting John 翟簣霆

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2022-09-05	-
	Rep	Dealing in securities	2022-09-05	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2020-10-23	2021-06-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2022-09-05	-
	Rep	Dealing in securities	2022-09-05	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2020-10-23	2021-06-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.