Personnel SFC Licences and HKMA Registrations (ID 2533982)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2024-03-25	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2024-03-25	-
Gentleman Capital Limited	Rep	Advising on securities	2023-07-11	2024-02-18
	Rep	Asset management	2021-03-03	2024-02-18
XIN HUA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-05-11	2020-12-29
HGNH International Forex Co., Limited	Rep	Leveraged foreign exchange trading	2016-08-29	2017-04-21
HGNH International Securities Co., Limited	Rep	Dealing in securities	2016-08-29	2017-04-21
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2016-02-01	2017-04-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.