Personnel Hong Kong SFC License Details (ID 2534002)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SECURITIES (HK) LIMITED	Rep	Dealing in securities	2022-11-15	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Asset management	2017-01-23	2022-09-08
	Rep	Advising on futures contracts	2016-05-17	2022-09-08
	Rep	Advising on securities	2016-05-17	2022-09-08
	Rep	Dealing in futures contracts	2016-02-01	2022-09-08
	Rep	Dealing in securities	2016-02-01	2022-09-08