Personnel SFC Licences and HKMA Registrations (ID 2534853)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COFCO ASSET MANAGEMENT (INTERNATIONAL) COMPANY LIMITED	RO	Advising on securities	2025-10-06	-
	RO	Asset management	2025-10-06	-
	RO	Dealing in securities	2025-10-06	-
	Rep	Advising on securities	2025-08-08	2025-10-06
	Rep	Asset management	2025-08-08	2025-10-06
SFUND INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2023-06-15	2025-06-30
	RO	Asset management	2023-04-20	2025-06-30
KEC Capital Company Limited	Rep	Asset management	2016-02-03	2016-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.