Personnel Hong Kong SFC License Details (ID 2535240)

Personnel Hong Kong SFC License Details (ID 2535240)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tensant Securities Limited	RO	Advising on securities	2026-08-25	-
	RO	Dealing in securities	2026-08-25	-
Ark Securities (Hong Kong) Limited	RO	Advising on securities	2024-08-29	2026-06-03
	RO	Dealing in securities	2024-08-29	2026-06-03
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2024-08-29	2026-05-22
	RO	Dealing in futures contracts	2024-08-29	2026-05-22
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2023-03-10	2024-08-29
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-03-10	2024-08-29
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2021-07-30	2023-03-01
	Rep	Dealing in securities	2021-07-30	2023-03-01
Grand Capital Futures Limited	Rep	Dealing in futures contracts	2020-07-03	2021-07-16
Grand Capital Securities Limited	Rep	Dealing in securities	2020-07-03	2021-07-16
SINOMAX SECURITIES LIMITED	Rep	Dealing in securities	2019-06-19	2019-10-02
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2016-02-04	2017-08-12
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-02-04	2017-08-12