Personnel SFC Licences and HKMA Registrations (ID 2535241)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2024-07-03	-
	Rep	Dealing in securities	2024-07-03	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2022-06-20	2024-04-02
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2019-04-04	2022-03-14
	Rep	Dealing in securities	2019-04-04	2022-03-14
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2016-02-04	2016-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.