Personnel SFC Licences and HKMA Registrations (ID 2536133)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Asset management	2023-09-29	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2022-06-20	2023-06-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-09-20	2022-04-30
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2019-09-20	2022-04-30
	Rep	Dealing in futures contracts	2019-09-20	2022-04-30
	Rep	Dealing in securities	2019-09-20	2022-04-30
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2018-05-03	2019-06-10
	Rep	Dealing in futures contracts	2018-05-03	2019-06-10
	Rep	Dealing in securities	2018-05-03	2019-06-10
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2016-03-14	2018-03-17
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2016-02-11	2018-03-17
	Rep	Dealing in securities	2016-02-11	2018-03-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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