Personnel Hong Kong SFC License Details (ID 2536138)

Personnel Hong Kong SFC License Details (ID 2536138)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Topleap Financial Capital Limited	RO	Advising on corporate finance	2025-06-12	-
	Rep	Advising on corporate finance	2025-05-08	2025-06-12
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2021-04-07	2023-03-31
	Rep	Advising on securities	2021-04-07	2023-03-31
	Rep	Dealing in securities	2021-04-07	2023-03-31
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2019-11-01	2020-07-30
	Rep	Advising on corporate finance	2019-08-16	2019-11-01
	Rep	Dealing in securities	2019-08-16	2020-07-30
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2016-02-11	2019-07-12
	Rep	Dealing in securities	2016-02-11	2019-07-12
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2016-02-11	2019-07-12