Personnel SFC Licences and HKMA Registrations (ID 25368640)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2024-06-28	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2022-01-17	2023-07-17
BOCOM International Securities Limited	Rep	Advising on securities	2020-11-03	2021-12-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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