Personnel Hong Kong SFC License Details (ID 2536898)

Personnel Hong Kong SFC License Details (ID 2536898)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAMON ASIAN ADVISORS LIMITED	Rep	Advising on securities	2020-12-31	2022-05-31
	Rep	Asset management	2020-12-31	2022-05-31
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Asset management	2018-04-23	2020-10-31
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2018-04-23	2020-10-31
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-04-23	2020-10-31
	Rep	Dealing in securities	2018-04-23	2020-10-31
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2016-02-15	2017-07-07
	Rep	Dealing in securities	2016-02-15	2017-07-07
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Advising on securities	2016-02-15	2017-07-07
	Rep	Asset management	2016-02-15	2017-07-07