Personnel Hong Kong SFC License Details (ID 2536915)

Personnel Hong Kong SFC License Details (ID 2536915)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2024-01-31	2024-02-01
	Rep	Dealing in securities	2024-01-31	2024-02-01
	Rep	Advising on securities	2023-02-06	2023-02-07
	Rep	Dealing in securities	2023-02-06	2023-02-07
	Rep	Advising on securities	2020-01-09	2020-01-10
	Rep	Dealing in securities	2020-01-09	2020-01-10
	Rep	Advising on securities	2019-02-12	2019-02-13
	Rep	Dealing in securities	2019-02-12	2019-02-13
	Rep	Advising on securities	2017-02-14	2017-02-16
	Rep	Dealing in securities	2017-02-14	2017-02-16
	Rep	Advising on securities	2016-02-15	2016-02-26
	Rep	Dealing in securities	2016-02-15	2016-02-26
	Rep	Advising on securities	2015-06-08	2015-06-08
	Rep	Dealing in securities	2015-06-08	2015-06-08