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Goulding, Harriet Katherine Hong Kong SFC License Details (ID 2536922)
Goulding, Harriet Katherine
SFC ID:
BGY973
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
WELLINGTON MANAGEMENT HONG KONG LIMITED
Rep
Advising on securities
2016-02-15
2016-02-17
Rep
Dealing in securities
2016-02-15
2016-02-17