Personnel Hong Kong SFC License Details (ID 2537286)

Personnel Hong Kong SFC License Details (ID 2537286)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-10-16	2023-10-16
	Rep	Advising on securities	2023-06-29	2023-06-30
	Rep	Advising on securities	2023-02-14	2023-02-15
	Rep	Advising on securities	2019-08-12	2019-08-13
	Rep	Advising on securities	2019-02-11	2019-03-13
	Rep	Advising on securities	2018-09-10	2018-09-11
	Rep	Advising on securities	2018-02-05	2018-02-06
	Rep	Advising on securities	2017-06-26	2017-06-27
	Rep	Advising on securities	2016-10-17	2016-10-19
	Rep	Advising on securities	2016-02-17	2016-02-18