Personnel SFC Licences and HKMA Registrations (ID 25375700)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
State Street Securities Hong Kong Limited	Rep	Dealing in securities	2020-11-04	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AI9818

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
STATE STREET BANK AND TRUST COMPANY	Dealing in securities	Non-EO	SECURITIES FINANCE CLIENT RELATIONSHIP MANAGER	2022-07-16	—	Current