Personnel SFC Licences and HKMA Registrations (ID 2538053)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vision Capital Investment Management Limited	Rep	Advising on securities	2022-06-10	-
	Rep	Asset management	2022-06-10	-
	Rep	Dealing in securities	2022-06-10	-
HuaAn Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-10-16	2021-08-28
	Rep	Asset management	2019-10-04	2021-08-28
Yuanta Securities (Hong Kong) Company Limited	Rep	Asset management	2016-11-07	2019-05-24
	Rep	Dealing in securities	2016-11-07	2019-05-24
	Rep	Asset management	2016-02-19	2016-03-01
	Rep	Dealing in securities	2016-02-19	2016-03-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.