Personnel SFC Licences and HKMA Registrations (ID 2538435)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2026-02-23	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2026-02-23	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2016-02-22	2025-11-18
	Rep	Dealing in futures contracts	2016-02-22	2025-11-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AH0650

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
摩根士丹利銀行亞洲有限公司	Dealing in securities	Non-EO	FIXED INCOME DIVISION	2026-05-08	—	Current
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	Dealing in securities	Non-EO	—	2016-02-15	2025-11-18	Former
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	Advising on securities	Non-EO	—	2016-02-15	2025-11-18	Former
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	Providing automated trading services	Non-EO	—	2016-02-15	2025-11-18	Former
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	Dealing in securities	Non-EO	—	2016-02-15	2025-11-18	Former
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION	Advising on securities	Non-EO	—	2016-02-15	2025-11-18	Former