Personnel Hong Kong SFC License Details (ID 2538439)

Personnel Hong Kong SFC License Details (ID 2538439)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-04-18	2024-07-10
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-04-18	2024-07-10
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2018-10-23	2019-04-09
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2018-09-21	2019-04-09
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2017-06-23	2018-06-13
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2016-09-02	2017-03-28
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2016-09-02	2017-03-28
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Advising on securities	2016-02-22	2016-04-16