Personnel Hong Kong SFC License Details (ID 25387)

Personnel Hong Kong SFC License Details (ID 25387)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oshidori Securities Limited	RO	Advising on securities	2024-08-20	-
	RO	Asset management	2024-08-20	-
	RO	Dealing in futures contracts	2024-08-20	-
	RO	Dealing in securities	2024-08-20	-
WIN WIND FINANCE LIMITED	RO	Securities margin financing	2024-08-20	-
SUCCESS ASSET MANAGEMENT LIMITED	RO	Asset management	2019-04-26	2021-12-01
Success Futures and Foreign Exchange Limited	RO	Dealing in futures contracts	2008-08-13	2018-06-19
	RO	Leveraged foreign exchange trading	2005-12-06	2019-08-29
	Rep	Dealing in futures contracts	2004-04-30	2008-08-13
Success Securities Limited	RO	Advising on securities	2003-12-23	2023-03-31
	RO	Dealing in securities	2003-12-23	2023-03-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on corporate finance	2003-04-01	2003-09-15
	Rep	Advising on securities	2003-04-01	2003-09-15
	Rep	Asset management	2003-04-01	2003-09-15
	Rep	Providing automated trading services	2003-04-01	2003-09-15
	Rep	Dealing in securities	2003-04-01	2003-09-15