Personnel Hong Kong SFC License Details (ID 25388)

Personnel Hong Kong SFC License Details (ID 25388)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-01-15	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-11-21	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2008-05-20	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-02-12	-
Success Securities Limited	Rep	Advising on securities	2006-12-06	2007-01-31
	Rep	Dealing in securities	2006-12-06	2007-01-31
	RO	Advising on corporate finance	2003-04-01	2004-12-23
	RO	Asset management	2003-04-01	2004-12-23
	RO	Advising on securities	2003-04-01	2005-12-07
	RO	Dealing in securities	2003-04-01	2005-12-07