Personnel Hong Kong SFC License Details (ID 2538801)

Personnel Hong Kong SFC License Details (ID 2538801)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HGNH International Securities Co., Limited	RO	Advising on securities	2019-10-15	-
	RO	Dealing in securities	2019-10-15	-
HGNH International Futures Co., Limited	Rep	Advising on futures contracts	2018-01-24	-
HGNH International Securities Co., Limited	Rep	Advising on securities	2018-01-24	2019-10-15
HGNH International Forex Co., Limited	Rep	Leveraged foreign exchange trading	2017-08-10	2019-09-03
HGNH International Asset Management Co., Limited	Rep	Asset management	2016-10-11	-
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2016-02-23	-
HGNH International Securities Co., Limited	Rep	Dealing in securities	2016-02-23	2019-10-15