Personnel Hong Kong SFC License Details (ID 25389)

Personnel Hong Kong SFC License Details (ID 25389)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Success Securities Limited	RO	Advising on securities	2004-11-29	-
	RO	Dealing in securities	2004-11-29	-
Success Futures and Foreign Exchange Limited	RO	Advising on futures contracts	2003-04-01	2004-07-12
	RO	Asset management	2003-04-01	2004-07-12
	RO	Dealing in futures contracts	2003-04-01	2018-06-04
Success Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-07-12
	Rep	Advising on securities	2003-04-01	2004-07-12
	Rep	Asset management	2003-04-01	2004-07-12
	Rep	Dealing in securities	2003-04-01	2004-11-29