Personnel Hong Kong SFC License Details (ID 2540178)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2017-04-20	2018-02-08
	Rep	Dealing in securities	2017-04-20	2018-02-08
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2016-02-26	2017-03-23
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2016-02-26	2017-03-23
	Rep	Dealing in securities	2016-02-26	2017-03-23