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Personnel SFC Licences and HKMA Registrations (ID 25403756)
Personnel
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
HSZ (HONG KONG) LIMITED
RO
Asset management
2022-04-06
-
Rep
Advising on securities
2020-11-10
-
Rep
Asset management
2020-11-10
2022-04-06
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
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