Personnel Hong Kong SFC License Details (ID 2540740)

Personnel Hong Kong SFC License Details (ID 2540740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MONEYMORE SECURITIES LIMITED	Rep	Dealing in securities	2025-07-18	-
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-02-24	2023-06-16
ARTA GLOBAL MARKETS LIMITED	Rep	Advising on securities	2021-07-08	2022-02-14
	Rep	Dealing in securities	2021-06-23	2022-02-14
Glory Sun Securities Limited	Rep	Dealing in securities	2020-01-02	2021-06-16
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2018-10-30	2019-12-17
MODERN INNOVATIVE SECURITIES LIMITED	Rep	Dealing in securities	2017-06-02	2018-09-19
CLC SECURITIES LIMITED	Rep	Dealing in securities	2016-02-29	2017-05-16