Personnel Hong Kong SFC License Details (ID 2540750)

Personnel Hong Kong SFC License Details (ID 2540750)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on futures contracts	2022-09-29	2023-07-06
	Rep	Advising on securities	2022-09-29	2023-07-06
	RO	Advising on futures contracts	2017-04-26	2022-09-29
	RO	Dealing in securities	2016-06-07	2018-10-02
	RO	Advising on securities	2016-06-07	2022-09-29
	Rep	Advising on securities	2016-04-01	2016-06-07
	Rep	Dealing in securities	2016-04-01	2016-06-07
	Rep	Advising on securities	2016-02-29	2016-03-18
	Rep	Dealing in securities	2016-02-29	2016-03-18