Personnel Hong Kong SFC License Details (ID 2540754)

Personnel Hong Kong SFC License Details (ID 2540754)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	RO	Asset management	2025-02-14	2025-11-10
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-09-06	2025-11-10
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2017-02-22	2025-11-10
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2017-02-22	2025-11-10
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2016-02-29	2017-02-10
	Rep	Dealing in futures contracts	2016-02-29	2017-02-10
	Rep	Dealing in securities	2016-02-29	2017-02-10