Personnel SFC Licences and HKMA Registrations (ID 25410523)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Advising on securities	2022-02-07	-
CMB International Securities Limited	Rep	Advising on securities	2021-12-23	2022-05-05
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2020-11-11	2021-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.